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Find firms that filed an annual report indicating that they:

Issued audit reports with respect to an issuer.
Issued audit reports with respect to issuers that were employee benefit plans filing reports with the Commission on Form 11-K.
Did not issue audit reports on issuers, but played a substantial role in the preparation or furnishing of audit reports with respect to an issuer.
Did not issue audit reports with respect to an issuer, did not play a substantial role in the preparation or furnishing of audit reports with respect to an issuer, but issued a document with respect to financial statements of non-issuer broker-dealers either setting forth an opinion on the financial statements or asserting that no such opinion could be expressed (2014 reporting year and prior).
Issued any audit report with respect to any broker or dealer during the reporting period (2015 reporting year and beyond).
Did not issue audit reports with respect to any broker or dealer, played a substantial role in the preparation or furnishing of audit reports with respect to a broker or dealer during the reporting period.

Search for Annual Reports by Content

Annual Reports indicating that the firm played a substantial role in the audit of a specific issuer.
Annual Reports indicating that the reporting firm played a substantial role in an audit report issued by a specific firm.

Note: "Substantial role" information is required in annual reports only for firms that did not issue audit reports for any issuers during the period covered by the annual report. If a firm issued audit reports for issuers and separately played a substantial role in other audits during the period covered by the annual report, that firm's "substantial role" work in that period would not be described in its annual report and so would not be retrieved through these searches.