Annual and Special Reporting by the Firm
Auditor Reporting of Certain Audit Participants
| Form | Filed Date | Issuer Name | Audit Report Date | Engagement Partner | |
|
Form AP
|
10/21/2026
|
SmartTrust 766
|
10/16/2026
|
Achtstatter, Robert Allen
|
|
|
Form AP
|
10/21/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2633
|
10/20/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
10/21/2026
|
Invesco Unit Trusts Series 2502
|
10/15/2026
|
Kotowicz, Tomasz Krzysztof
|
|
|
Form AP
|
10/16/2026
|
m+ funds Trust, Series 10-8
|
10/13/2026
|
Veith, Markus Karl
|
|
|
Form AP
|
10/16/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2632
|
10/14/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
10/15/2026
|
Elroy Air, Inc.
|
08/07/2026
|
Thomas, Ajay Abraham
|
|
|
Form AP
|
10/13/2026
|
Harbor Diversified, Inc.
|
10/09/2026
|
Figueroa, Chad Robert
|
|
|
Form AP
|
10/13/2026
|
SmartTrust 764
|
10/08/2026
|
Achtstatter, Robert Allen
|
|
|
Form AP
|
10/13/2026
|
Oil-Dri Corporation of America
|
10/08/2026
|
Capone, Michael Todd
|
|
|
Form AP
|
10/13/2026
|
SmartTrust 763
|
10/08/2026
|
Achtstatter, Robert Allen
|
|
|
Form AP
|
10/09/2026
|
Invesco Unit Trusts Series 2501
|
10/08/2026
|
DeMartini, Christopher John
|
|
|
Form AP
|
10/09/2026
|
Invesco Unit Trusts Series 2500
|
10/05/2026
|
Kotowicz, Tomasz Krzysztof
|
|
|
Form AP
|
10/08/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2609
|
10/07/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
10/08/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2630
|
10/07/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
10/07/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2631
|
10/06/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
10/07/2026
|
Rezolute, Inc.
|
09/24/2026
|
Fagan, Niall John
|
|
|
Form AP
|
10/06/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2629
|
10/05/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
10/06/2026
|
IDT Corporation
|
09/29/2026
|
Dawson, Kevin Gerald
|
|
|
Form AP
|
10/06/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2628
|
10/05/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
10/05/2026
|
SmartTrust 762
|
10/01/2026
|
Achtstatter, Robert Allen
|
|
|
Disciplinary Proceedings
Grant Thornton LLP, PCAOB Release No. 105-2022-041
(12/22/2022)
|
Grant Thornton LLP, Gary Homsley, CPA, and Larry Dana Leslie, CPA, PCAOB Release No. 105-2020-019
(11/5/2020)
|
Richard H. Huff, Jr., CPA, PCAOB Release No. 105-2019-001
(2/26/2019)
|
Wayne J. Kaplan, CPA, PCAOB Release No. 105-2019-002
(2/26/2019)
|
In the Matter of Melissa K. Koeppel, CPA (sanctions effective 2/27/2018)
(12/29/2017)
|
Grant Thornton LLP, PCAOB Release No. 105-2017-054
(12/19/2017)
|
David M. Burns, CPA, PCAOB Release No. 105-2017-055
(12/19/2017)
|
In the Matter of Jennifer Nakao, CPA, PCAOB Release No. 105-2010-002
(2/17/2010)
|
In the Matter of Ray O Westergard, CPA, PCAOB Release No. 105-2010-003
(2/17/2010)
|
Currently Subject to Board Determination Under the Holding Foreign Companies Accountable Act?
|