Annual and Special Reporting by the Firm
Auditor Reporting of Certain Audit Participants
| Form | Filed Date | Issuer Name | Audit Report Date | Engagement Partner | |
|
Form AP
|
08/18/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2587
|
08/14/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
08/18/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2617
|
08/12/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
08/18/2026
|
SmartTrust 765
|
08/13/2026
|
Achtstatter, Robert Allen
|
|
|
Form AP
|
08/16/2026
|
Invesco Unit Trusts Series 2492
|
08/13/2026
|
DeMartini, Christopher John
|
|
|
Form AP
|
08/16/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2616
|
08/12/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
08/14/2026
|
Invesco Unit Trusts Series 2491
|
08/04/2026
|
DeMartini, Christopher John
|
|
|
Form AP
|
08/14/2026
|
SmartTrust 757
|
08/11/2026
|
Achtstatter, Robert Allen
|
|
|
Form AP
|
08/10/2026
|
SmartTrust 756
|
08/06/2026
|
Achtstatter, Robert Allen
|
|
|
Form AP
|
08/10/2026
|
SmartTrust 755
|
08/06/2026
|
Achtstatter, Robert Allen
|
|
|
Form AP
|
08/06/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2614
|
08/05/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
08/06/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2615
|
08/05/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
08/06/2026
|
SmartTrust 754
|
08/04/2026
|
Achtstatter, Robert Allen
|
|
|
Form AP
|
08/05/2026
|
Invesco Unit Trusts Series 2490
|
08/04/2026
|
Kotowicz, Tomasz Krzysztof
|
|
|
Form AP
|
08/04/2026
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2605
|
07/29/2026
|
Figueras, Juliana Rivo
|
|
|
Form AP
|
08/04/2026
|
m+ funds Trust, Series 7-36
|
07/31/2026
|
Veith, Markus Karl
|
|
|
Form AP
|
08/04/2026
|
m+ funds Trust, Series 10-7
|
07/29/2026
|
Veith, Markus Karl
|
|
|
Form AP
|
07/27/2026
|
Lyntris Inc.
|
06/09/2026
|
Geyer, George Paul
|
|
|
Form AP
|
07/27/2026
|
MindWalk Holdings Corp.
|
07/29/2025
|
Daniel, Jennifer Lucile
|
|
|
Form AP
|
07/27/2026
|
Culp, Inc.
|
07/17/2026
|
Wallin, David Henning
|
|
|
Form AP
|
07/24/2026
|
Van Kampen Unit Trusts Taxable Income Series 318
|
07/23/2026
|
Kotowicz, Tomasz Krzysztof
|
|
|
Disciplinary Proceedings
Grant Thornton LLP, PCAOB Release No. 105-2022-041
(12/22/2022)
|
Grant Thornton LLP, Gary Homsley, CPA, and Larry Dana Leslie, CPA, PCAOB Release No. 105-2020-019
(11/5/2020)
|
Richard H. Huff, Jr., CPA, PCAOB Release No. 105-2019-001
(2/26/2019)
|
Wayne J. Kaplan, CPA, PCAOB Release No. 105-2019-002
(2/26/2019)
|
In the Matter of Melissa K. Koeppel, CPA (sanctions effective 2/27/2018)
(12/29/2017)
|
Grant Thornton LLP, PCAOB Release No. 105-2017-054
(12/19/2017)
|
David M. Burns, CPA, PCAOB Release No. 105-2017-055
(12/19/2017)
|
In the Matter of Jennifer Nakao, CPA, PCAOB Release No. 105-2010-002
(2/17/2010)
|
In the Matter of Ray O Westergard, CPA, PCAOB Release No. 105-2010-003
(2/17/2010)
|
Currently Subject to Board Determination Under the Holding Foreign Companies Accountable Act?
|