Home > Firm Summary

Hein + Associates LLP (301)
Registration Status: Registration Withdrawn
Headquarters Address: 1999 Broadway, Suite 4000, Denver, CO 80202
Other Names Used in Issuing Audit Reports: Hein & Associates LLP
Predecessor Firm to Whose Registration
the Firm Succeeded: 		None
Registration Date: 10/14/2003
Withdrawal Date: 05/08/2018
For a list of issuers (if any) that the firm has audited, or in whose audits the firm has played a substantial role, see Part IV of the firm's annual reports.
Registration
None

Annual and Special Reporting by the Firm
FormFiled DateSpecial Report Relates To
Special Report (Form 3) 01/30/2018 Licenses and Certifications
Special Report (Form 3) 01/12/2018 Licenses and Certifications
Special Report (Form 3) 12/13/2017 Audit Reports
Special Report (Form 3) 08/31/2017 Audit Reports
Annual Report (Form 2) For Reporting Year 2017 06/27/2017
Special Report (Form 3) 03/30/2017 Certain Legal Proceedings
Special Report (Form 3) 01/03/2017 Licenses and Certifications
Special Report (Form 3) 10/07/2016 Audit Reports
Annual Report (Form 2) For Reporting Year 2016 06/29/2016
Special Report (Form 3) 06/23/2016 Certain Legal Proceedings
Special Report (Form 3) 03/15/2016 Certain Legal Proceedings
Special Report (Form 3) 11/08/2015 Licenses and Certification
Annual Report (Form 2) For Reporting Year 2015 05/26/2015
Special Report (Form 3) 02/02/2015 Licenses and Certification
Special Report (Form 3) 01/31/2015 Licenses and Certifications
Special Report (Form 3) 11/24/2014 Changes in the Firm or the Firm's Board Contact Person
Annual Report (Form 2) For Reporting Year 2014 06/26/2014
Special Report (Form 3) 04/18/2014 Licenses and Certification
Special Report (Form 3) 03/08/2014 Licenses and Certification
Special Report (Form 3) 12/18/2013 Licenses and Certifications
Special Report (Form 3) 07/23/2013 Licenses and Certifications
Annual Report (Form 2) For Reporting Year 2013 06/27/2013
Special Report (Form 3) 04/25/2013 Licenses and Certification
Special Report (Form 3) 03/20/2013 Changes in the Firm or the Firm's Board Contact Person
Special Report (Form 3) 03/20/2013 Licenses and Certification
Special Report (Form 3) 11/27/2012 Licenses and Certifications
Annual Report (Form 2) For Reporting Year 2012 06/28/2012
Special Report (Form 3) 01/03/2012 Licenses and Certifications
Special Report (Form 3) 12/16/2011 Changes in the Firm or the Firm's Board Contact Person
Annual Report (Form 2) For Reporting Year 2011 06/27/2011
Special Report (Form 3) 01/24/2011 Licenses and Certification
Annual Report (Form 2) For Reporting Year 2010 06/29/2010
Special Report (Form 3) 06/29/2010 Certain Legal Proceedings,
Licenses and Certifications

Auditor Reporting of Certain Audit Participants
FormFiled DateIssuer NameAudit Report DateEngagement Partner
Form AP 12/11/2017 RMR Industrials, Inc. 11/28/2017 Schultz, Lawrence Raymond
Form AP 12/11/2017 Arete Industries, Inc. 11/30/2017 Vossen, Jacob John
Form AP 12/11/2017 Hyperdynamics Corporation 11/15/2017 Zilberman, Mark
Form AP 10/28/2017 SANTA FE FINANCIAL CORP 10/13/2017 Schultz, Lawrence Raymond
Form AP 10/28/2017 PORTSMOUTH SQUARE INC 10/13/2017 Schultz, Lawrence Raymond
Form AP 10/28/2017 INTERGROUP CORP 10/13/2017 Schultz, Lawrence Raymond
Form AP 10/20/2017 ARC Group Worldwide, Inc. 09/26/2017 Vossen, Jacob John
Form AP 10/13/2017 Samson Oil & Gas LTD 09/28/2017 Vossen, Jacob John
Form AP 10/02/2017 Contango ORE, Inc. 09/15/2017 Blevins, Craig Alan
Form AP 10/02/2017 EVOLUTION PETROLEUM CORP 09/15/2017 Zilberman, Mark
Form AP 10/02/2017 GLOBAL POWER EQUIPMENT GROUP INC. 09/12/2017 Wilks, Kenneth Alan
Form AP 07/14/2017 Friedman Industries, Incorporated 06/29/2017 Blevins, Craig Alan
Form AP 07/14/2017 Advanced Emissions Solutions, Inc. Profit Sharing Retirement Plan 06/28/2017 Vossen, Jacob John
Form AP 07/14/2017 Benchmark Electronics, Inc. 401(k) Employee Savings Plan 06/28/2017 Grace, Kenneth Ray
Form AP 07/14/2017 Flotek Industries, Inc. 401(k) Plan 06/29/2017 Grace, Kenneth Ray
Form AP 07/14/2017 Flotek Industries, Inc. 2012 Employee Stock Purchase Plan 03/30/2017 Grace, Kenneth Ray
Form AP 06/16/2017 Edwards Lifesciences Corporation 401(k) Savings and Investment Plan 06/16/2017 Pfahl, Gregory Charles
Form AP 06/16/2017 Edwards Lifesciences Technology SARL Retirement Savings Plan 06/16/2017 Pfahl, Gregory Charles
Form AP 04/28/2017 Meridian Waste Solutions, Inc. 04/17/2017 Pharis, Tracy Michelle
Form AP 04/28/2017 U.S. Energy Corp. 04/17/2017 Brendel, James Norman